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Finance - Annual Audit - 09/30/2012 CITY OF EAGLE FINANCIAL STATEMENTS Year Ended September 30, 2012 CITY OF EAGLE Table of Contents PAGE (S) FINANCIAL SECTION Independent Auditor's Report……………………………………………………. 1-2 BASIC FINANCIAL STATEMENTS Government-Wide Financial Statements Statement of Net Assets……………………………………………….….. 3 Statement of Activities……………………………………………………. 4 Fund Financial Statements Balance Sheet – Governmental Funds……..……………………………... 5-6 Statement of Revenues, Expenditures, and Changes in Fund Balances – Governmental Funds………………………………………………….. 7-8 Statement of Net Assets – Proprietary Fund.…………………………….. 9 Statement of Revenues, Expenses, and Changes in Net Assets – Proprietary Fund.…………………….……………………………….. 10 Statement of Cash Flows – Proprietary Fund.………………..………….. 11 Notes to Financial Statements…………………………………………….. 12-21 REQUIRED SUPPLEMENTAL INFORMATION Budgetary Comparison Schedule – General and Major Special Revenue 22-23 Funds………..........................................................................................……… OTHER REPORTS AND SCHEDULES Report on Internal Control Over Financial Reporting and on Compliance and Other Matters Based on an Audit of the Financial Statements Performed in Accordance with Government Auditing Standards…………………………....24-25 Schedule of Findings and Responses……………….……………………...……... 26 i FINANCIAL SECTION Folke CPAs, P.C. Timothy S. Folke ÏKurt R.Folke P.O. Box 100, Payette, Idaho 83661 www.folkecpas.com, folkecpas@srvinet.com P: 208-642-1417, F: 208-642-1582 Independent Auditor’s Report Honorable Mayor and City Council City of Eagle We have audited the accompanying financial statements of the governmental activities, the business-type activities, the discretely presented component unit, and each major fund of the City of Eagle (the City) as of and for the year ended September 30, 2012, which collectively comprise the City’s basic financial statements as listed in the table of contents. These financial statements are the responsibility of the City's management. Our responsibility is to express an opinion on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audit provides a reasonable basis for our opinions. In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business-type activities, the discretely presented component unit, and each major fund of the City as of September 30, 2012 and the respective changes in financial position, and, where applicable, cash flows thereof for the year then ended in conformity with accounting principles generally accepted in the United States of America. In accordance with Government Auditing Standards, we have also issued our report dated December 21, 2012 on our consideration of the City's internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts, grant agreements and other matters. The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on the internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards and should be considered in assessing the results of our audit. Accounting principles generally accepted in the United States of America require that the budgetary information listed as required supplemental information in the table of contents be presented to supplement the basic financial statements. Such information, although not required 1 to be a part of the basic financial statements, is required by the Governmental Accounting Standards Board, who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic, and historical context. We have applied certain limited procedures to the required supplementary information in accordance with auditing standards generally accepted in the United States of America, which consisted of inquiries of management about the methods of preparing the information and comparing the information for consistency with management’s responses to our inquiries, the basic financial statements, and other knowledge we obtained during our audit of the basic financial statements. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. Management has not presented the management’s discussion and analysis information that governmental accounting principles generally accepted in the United States of America require to be presented to supplement the basic financial statements. Such missing information, although not a part of the basic financial statements, is required by the Governmental Accounting Standards Board, who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic, and historical context. Our opinion on the basic financial statements is not affected by this missing information. Folke CPAs, P.C. December 21, 2012 2 BASIC FINANCIAL STATEMENTS CITY OF EAGLE Statement of Net Assets September 30, 2012 Governmental Business-TypeTotal PrimaryComponent ActivitiesActivitiesGovernmentUnit Assets Current Assets Cash$3,963,937$665,367$4,629,304$185,566 Receivables: Taxes86,53086,53010,760 Intergovernmental398,689398,689 Accounts381,15152,998434,149 Total Current Assets4,830,307718,3655,548,672196,326 Noncurrent Assets Restricted Cash204,835204,835 Nondepreciable Capital Assets1,851,20793,2501,944,457 Depreciable Net Capital Assets7,687,8084,540,29912,228,107 Total Noncurrent Assets9,539,0154,838,38414,377,3990 Total Assets $14,369,322$5,556,749$19,926,071$196,326 Liabilities Current Liabilities Accounts Payable & Accrued Expenses$190,222$16,623$206,845$6,486 Deferred Revenue0 Deposits Payable248,88522,835271,720 Accrued Interest4,14652,65756,803 Long-Term Debt, Current247,54691,836339,382 Total Current Liabilities690,799183,951874,7506,486 Noncurrent Liabilities Long-Term Debt, Noncurrent820,0002,512,8763,332,876 Total Noncurrent Liabilities820,0002,512,8763,332,8760 Total Liabilities 1,510,7992,696,8274,207,6266,486 Net Assets Invested in Capital Assets, Net of Related Debt8,467,3231,976,18010,443,503 Restricted - Special Programs279,262279,262 Restricted - Debt Service28,494182,000210,494 Restricted - Capital Projects833,393833,393 Restricted - Services701,742701,742 Unrestricted3,250,0513,250,051189,840 Total Net Assets 12,858,5232,859,92215,718,445189,840 Total Liabilities and Net Assets $14,369,322$5,556,749$19,926,071$196,326 See Accompanying Notes3 CITY OF EAGLE Statement of Activities Year Ended September 30, 2012 Program Revenues OperatingCapital Charges ForGrants AndGrants And Net (Expense) Functions/ProgramsExpensesServicesContributionsContributionsRevenue Primary Government Governmental Activities Current Expenditures General Government$1,533,241$524,028($1,009,213) Public Safety1,351,037461,755(889,282) Parks & Streets746,999255,308(491,691) Culture & Recreation914,440312,535$8,456(593,449) Debt Service - Interest56,48319,305(37,178) Capital Assets780,153266,639(513,514) Total Governmental Activities 5,382,3531,839,5698,456$0(3,534,328) Business-Type Activities Water Services822,058601,958(220,100) Total Business-Type Activities 822,058601,95800(220,100) Total Primary Government $6,204,411$2,441,527$8,456$0($3,754,428) Component Unit Eagle Urban Renewal Agency$173,702($173,702) Total Component Unit $173,702$0$0$0($173,702) Governmental Business-TypeTotal PrimaryComponent Changes in Net AssetsActivitiesActivitiesGovernmentUnit Net (Expense) Revenue ($3,534,328)($220,100)($3,754,428)($173,702) General Revenues Taxes1,869,7701,869,770205,192 Franchise Fees626,856626,856 Intergovernmental1,480,5331,480,533 Interest7,2801,6378,917 Miscellaneous84,455160,883245,338 Transfers0 Total 4,068,894162,5204,231,414205,192 Change in Net Assets 534,566(57,580)476,98631,490 Net Assets - Beginning 12,323,9572,917,50215,241,459158,350 Net Assets - Ending $12,858,523$2,859,922$15,718,445$189,840 See Accompanying Notes4 CITY OF EAGLE Page 1 of 2 Balance Sheet - Governmental Funds September 30, 2012 DebtTotal l GeneralLibraryServiceGovernmenta FundFundFundFunds Assets Cash$3,673,731$262,177$28,029$3,963,937 Receivables: Taxes43,46633,4879,57786,530 Intergovernmental398,689398,689 Accounts356,48924,662381,151 Due From Other Funds0 Total Assets $4,472,375$320,326$37,606$4,830,307 Liabilities Accounts Payable & Accrued Expenses$153,738$36,484$190,222 Due To Other Funds0 Deferred Revenue41,15650,182$9,112100,450 Deposits Payable248,885248,885 Total Liabilities 443,77986,6669,112$539,557 Fund Balances Restricted - Special Programs45,602233,660279,262 Restricted - Debt Service28,49428,494 Restricted - Capital Projects833,393833,393 Unassigned3,149,6013,149,601 Total Fund Balances 4,028,596233,66028,4944,290,750 Total Liabilities and Fund Balances $4,472,375$320,326$37,606$4,830,307 See Accompanying Notes5 CITY OF EAGLE Page 2 of 2 Balance Sheet - Governmental Funds September 30, 2012 ReconciliationofTotalGovernmentaFundBalancestoNet l Assets of Governmental Activities Total Governmental Fund Balances $4,290,750 Amountsreportedforgovernmentalactivitiesinthestatementofnet assets are different because: Capital assets used in governmental activities are not financial resources and therefore are not reported in the funds. 9,539,015 Certain receivables are not available to pay for current period expenditures and therefore are deferred in the funds. 100,450 Certain liabilities, including accrued interest, are not due and payable in the current period and therefore are not reported in the funds. (1,071,692) Net Assets of Governmental Activitie $12,858,523 s See Accompanying Notes6 CITY OF EAGLE Page 1 of 2 Statement of Revenues, Expenditures, and Changes in Fund Balances - Governmental Funds Year Ended September 30, 2012 DebtTotal GeneralLibraryServiceGovernmental FundFundFundFunds Revenues Taxes$892,337$788,751$221,997$1,903,085 Franchise Fees626,856626,856 Intergovernmental1,477,49112,9921,490,483 Charges for Services1,4586032,061 Licenses, Permits, & Fees1,727,1491,727,149 Fines & Court Fees75,81534,544110,359 Interest6,3857151807,280 Miscellaneous83,5349,37792,911 Total Revenues4,891,025846,982222,1775,960,184 Expenditures Current Expenditures General Government1,669,2021,669,202 Public Safety1,351,0371,351,037 Parks & Streets746,999746,999 Culture & Recreation102,428863,245965,673 Debt Service - Principal170,000170,000 Debt Service - Interest56,55056,550 Total Expenditures3,869,666863,245226,5504,959,461 Excess (Deficiency) of Revenues Over Expenditures1,021,359(16,263)(4,373)1,000,723 Other Financing Sources (Uses) Transfers In0000 Transfers Out0000 Total Other Financing Sources (Uses)0000 Net Change in Fund Balances1,021,359(16,263)(4,373)1,000,723 ginning3,007,237249,92332,8673,290,027 Fund Balances - Be Fund Balances - Endin$4,028,596$233,660$28,494$4,290,750 g See Accompanying Notes7 CITY OF EAGLE Page 2 of 2 Statement of Revenues, Expenditures, and Changes in Fund Balances - Governmental Funds Year Ended September 30, 2012 ReconciliationoftheStatementofRevenues,Expenditures,and ChangesinFundBalances-GovernmentalFundstothe Statement of Activities Net Change in Fund Balances - Total Governmental Funds $1,000,723 Amountsreportedforgovernmentalactivitiesinthestatementof activities are different because: Government funds report capital outlays as expenditures. However, in the statement of activities the cost of those assets is allocated over their estimated useful lives as depreciation expense. This is the excess of capital outlays over (under) depreciation expense in the current period. (599,705) Revenues in the statement of activities that do not provide current financial resources are deferred in the funds. (33,315) Repayment of debt principal is an expenditure in the governmental funds, but the repayment reduces long-term debt in the statement of net assets. 170,000 In the statement of activities, interest is accrued on long-term debt, but the expenditure is reported when due in the governmental funds. 67 Repayment of note receivable principal is revenue in the governmental funds, but the repayment reduces the note receivable in the statement of net assets. (9,950) In the statement of activities, compensated absences are accrued when earned, but the expenditure is reported when due in the governmental funds. 6,746 Change in Net Assets of Governmental Activities $534,566 See Accompanying Notes8 CITY OF EAGLE Statement of Net Assets - Proprietary Fund September 30, 2012 Water Fund Assets Current Assets Cash$665,367 Receivables: Accounts52,998 Total Current Assets718,365 Noncurrent Assets Restricted Cash204,835 Nondepreciable Capital Assets93,250 Depreciable Net Capital Assets4,540,299 Total Noncurrent Assets4,838,384 Total Assets $5,556,749 Liabilities Current Liabilities Accounts Payable & Accrued Expenses$16,623 Deposits Payable22,835 Accrued Interest52,657 Long-Term Debt, Current91,836 Total Current Liabilities183,951 Noncurrent Liabilities Long-Term Debt, Noncurrent2,512,876 Total Noncurrent Liabilities2,512,876 Total Liabilities 2,696,827 Net Assets Invested in Capital Assets, Net of Related Debt1,976,180 Restricted - Debt Service182,000 Restricted - Services701,742 Total Net Assets 2,859,922 Total Liabilities and Net Assets $5,556,749 See Accompanying Notes9 CITY OF EAGLE Statement of Revenues, Expenses, and Changes in Net Assets - Proprietary Fund Year Ended September 30, 2012 Water Fund Operating Revenues Charges for Services$601,958 Miscellaneous687 Total Operating Revenues 602,645 Operating Expenses Personnel196,863 Operations & Maintenance219,274 Depreciation299,853 Total Operating Expenses 715,990 Operating Income (Loss) (113,345) Nonoperating Revenues (Expenses) Interest Income1,637 Interest Expense(106,068) Other Income (Expense)160,196 Total Nonoperating Revenue (Expenses) 55,765 Income (Loss) Before Contributions & Transfers (57,580) Capital Contributions0 Transfers In0 Transfers Out0 Change in Net Assets (57,580) Net Assets - Beginning 2,917,502 Net Assets - Ending $2,859,922 See Accompanying Notes10 CITY OF EAGLE Statement of Cash Flows - Proprietary Fund Year Ended September 30, 2012 Water Fund Cash Flows From Operations Receipts from Customers$628,747 Payments for Personnel(182,151) Payments for Goods & Services(234,029) Cash Provided (Used) By Operations 212,567 Cash Flows From Noncapital Financing Receipts from Nonoperating Sources160,196 Payments for Nonoperating Expenses0 Transfers to (From) Other Funds0 Cash Provided (Used) By Noncapital Financing 160,196 Cash Flows From Capital & Related Financing Purchase of Capital Assets(68,293) Issuance of Debt0 Interest Paid on Debt(214,088) Principal Paid on Debt0 Cash Provided (Used) By Capital & Related Financing (282,381) Cash Flows From Investments Interest Income1,637 Cash Provided (Used) By Investments 1,637 Change in Cash 92,019 Cash - Beginning 778,183 Cash - Ending $870,202 Reconciliation of Operating Income (Loss) to Cash Provided (Used) By Operations Operating Income (Loss)($113,345) Adjustments to Reconcile Operating Income (Loss) to Cash Provided (Used) by Operations: Depreciation299,853 Changes in Assets & Liabilities: Receivables19,317 Accounts Payable & Accrued Expenses(43) Deposits Payable6,785 Cash Provided (Used) By Operations $212,567 See Accompanying Notes11 CITY OF EAGLE Notes to Financial Statements A. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES Reporting Entity – The City of Eagle (the City) provides basic municipal services and operates under a mayor-council form of government. These financial statements have been prepared in conformity with accounting principles generally accepted in the United States of America as applied to cities. The significant accounting policies of the City are described below. These financial statements present the City (the primary government) and its component unit, Eagle Urban Renewal Agency (EURA). As defined by GASBS No. 14, component units are legally separate entities that are included in the City’s reporting entity because of the significance of their operating or financial relationships with the City. The City’s mayor appoints and the City council approves EURA’s board of commissioners and accordingly, EURA is defined as a component unit of the City. Separate financial statements for the component unit are issued and available from EURA. Basic Financial Statements - Government-Wide Statements – The City’s basic financial statements include both government-wide (reporting the City as a whole) and fund financial statements (reporting the City’s major funds). Both government-wide and fund financial statements categorize primary activities as either governmental or business-type. The government-wide financial statements follow both governmental accounting standards board pronouncements and financial accounting standards board pronouncements issued through November 30, 1989. The City’s business-type activities and enterprise funds also follow financial accounting standards board pronouncements issued subsequent to this date that do not conflict with or contradict those of the government accounting standards board. In the government-wide statement of net assets, both the governmental and business-type activities columns (a) are presented on a consolidated basis by column, (b) and are reported on a full accrual, economic resource basis, which recognizes all long-term assets and receivables as well as long-term debt and obligations. The City’s net assets may be reported in three parts - invested in capital assets, net of related debt (when related debt exists), restricted net assets, and unrestricted net assets. The City first utilizes restricted resources to finance qualifying activities. The government-wide statement of activities reports both the gross and net cost of each of the City’s functions and business-type activities. The functions are also supported by general government revenues as reported in the statement of activities. The statement of activities reduces gross expenses (including depreciation when recorded) by related program revenues and operating and capital grants. Program revenues must be directly associated with the function. Internal activity between funds is eliminated in the government-wide statement of activities. Operating grants include operating-specific and discretionary (either operating or capital) grants while the capital grants column reports capital-specific grants. The net costs (by function or business-type activity) are normally covered by general revenues. The City’s sole activity is providing basic municipal services, and substantially all expenses are directly related to this activity. Accordingly, there is no allocation of indirect costs. 12 CITY OF EAGLE Notes to Financial Statements The government-wide focus is more on the sustainability of the City as an entity and the change in the City’s net assets resulting from the current year’s activities. Fiduciary funds, when present, are not included in the government-wide statements. Basic Financial Statements - Fund Financial Statements – The financial transactions of the City are reported in individual funds in the fund financial statements. Each fund is accounted for by providing a separate set of self-balancing accounts that comprises its assets, liabilities, reserves, fund equity, revenues and expenditures/expenses. The emphasis in fund financial statements is on the major funds. Nonmajor funds by category are summarized into a single column. Generally accepted accounting principles set forth minimum criteria (percentage of assets, liabilities, revenues, and expenditures/expenses of the funds) for the determination of major funds. The focus of governmental fund measurement (in the fund statements) is upon determination of financial position and changes in financial position (sources, uses, and balances of financial resources) rather than upon net income. The activities reported in governmental funds are reported as governmental activities in the government-wide financial statements. Major governmental funds of the City include: General Fund – The general fund is the City’s primary operating fund. It is used to account for all financial resources except those required to be accounted for in another fund. Special Revenue Funds – Special revenue funds are used to account for the proceeds of specific revenue sources that are legally restricted to expenditures for specified purposes. Major special revenue funds include the library fund, which accounts for the revenues earned and expenses incurred in providing library services. Debt Service Fund – The debt service fund is used to account for the accumulation of funds for the periodic payment of principal and interest on long term debt. The focus of proprietary fund measurement is upon determination of operating income, changes in net assets, financial position, and cash flows. The generally accepted accounting principles applicable are those similar to businesses in the private sector. Enterprise funds are required to be used to account for operations for which a fee is charged to external users for goods or services and the activity is financed with debt that is solely secured by a pledge of the net revenues. The activities reported in enterprise funds are reported as business-type activities in the government- wide financial statements. Major enterprise funds of the City include: Water Fund – The water fund accounts for the revenues earned and expenses incurred in providing water services. Basis of Accounting – Basis of accounting refers to the point at which revenues or expenditures/expenses are recognized in the accounts and reported in the financial statements. It relates to the timing of the measurements made regardless of the measurement focus applied. 13 CITY OF EAGLE Notes to Financial Statements Both governmental and business-type activities in the government-wide financial statements and proprietary and fiduciary fund financial statements are reported on the accrual basis of accounting. Revenues are recognized when earned and expenses are recognized when incurred. The governmental funds financial statements are presented on the modified accrual basis of accounting. Under the modified accrual basis of accounting, revenues are recorded when susceptible to accrual (when they become both measurable and available). "Measurable" means the amount of the transaction can be determined and "available" means collectible within the current period or within thirty days after year end. Expenditures are recorded when the related fund liability is incurred. Exceptions to this general rule include principal and interest on long- term debt which, if any, are recognized when due and payable. The City may report deferred revenue on its financial statements. For the fund financial statements, deferred revenues arise when potential revenue does not meet both the "measurable" and "available" criteria for recognition in the current period. In subsequent periods, when both revenue recognition criteria are met, the revenue is recognized. For both the government-wide and fund financial statements, certain grant revenues are only recognized to the extent they have been used for qualifying expenditures; any excess revenues are reported as deferred revenue. Cash – The cash balances of the City’s funds are pooled for investment purposes. The individual funds’ portions of the pooled cash are reported in each fund as cash. Interest earned on pooled cash is allocated to the various funds in proportion to each fund’s respective investment balance. For purposes of the statement of cash flows, the City considers all investments (including restricted cash) available for immediate withdrawal or with maturities of three months or less to be cash and cash equivalents (referred to as cash). Receivables – Receivables are reported net of any estimated uncollectible amounts. Inventories – Material supplies on hand at year end are stated at cost using the first-in, first-out method. Capital Assets and Depreciation – Significant capital asset acquisitions with an original cost of $5,000 or more are recorded at cost if purchased or fair value if contributed. Minor repairs and maintenance are expensed as incurred. Depreciation over the estimated useful lives of all depreciable assets is recorded using the straight line method. The City is classified as a Phase III government under GASB 34 and as such, had the option of not capitalizing infrastructure assets acquired prior to October 1, 2003. The City did not exercise this option. Compensated Absences and Post-Retirement Benefits – The City provides certain compensated absences to its employees. The estimated amount of compensation for future amounts is recorded as a liability in the accompanying financial statements. Government accounting standards board statement 45 requires employers to accrue future estimated post- retirement benefits on the employer’s government-wide financial statements when such benefits are deemed material to the employer. The future estimated post-retirement benefits are deemed 14 CITY OF EAGLE Notes to Financial Statements immaterial to the City, and accordingly, are not reflected on the government-wide financial statements. Net Assets – Net assets is the difference between assets and liabilities. Net assets invested in capital assets - net of related debt, are capital assets net of accumulated depreciation and reduced by any outstanding debt related to the financing of those assets. Restricted net assets are net assets less related debt that are subject to constraints on their use by creditors, grantors, contributors, legislation, and other parties. All other net assets are reported as unrestricted. Fund Balance Classifications – Restrictions of the fund balance indicate portions that are legally or contractually segregated for a specific future use. Nonspendable portions of the fund balance are those amounts that are not expected to be converted into cash. Committed portions represent amounts that can only be used for specific purposes pursuant to formal action (i.e. board approval) of the reporting entity’s governing body. Assigned portions represent amounts that are constrained by the government’s intent to be used for a specific purpose. Assigned fund balance classifications are not actively used by the entity. Remaining fund balances are reported as unassigned. When expenditures are incurred that qualify for either restricted or unrestricted resources, the City first utilizes restricted resources. When expenditures are incurred that qualify for either committed or assigned or unassigned resources, the City first utilizes committed resources. Property Taxes – The City is responsible for levying property taxes, but the taxes are collected by the respective county. Taxes are levied by the second Monday in September for each calendar thth year. Taxes are due in two installments – December 20 and June 20. A lien is filed on real property three years from the date of delinquency. Contingent Liabilities – Amounts received or receivable from grantor agencies are subject to audit and adjustment by grantor agencies. Any disallowed claims, including amounts already collected, may constitute a liability of the applicable funds. The amount, if any, of expenditures which may be disallowed by the grantor cannot be determined at this time although the City expects such amounts, if any, to be immaterial. Interfund Activity – Interfund activity is reported either as loans, services provided, reimbursements, or transfers. Loans are reported as interfund receivables and payables as appropriate and are subject to elimination upon consolidation. Services provided, deemed to be at market or near market rates, are treated as revenues and expenditures/expenses. Reimbursements are when one fund incurs a cost, charges the appropriate benefiting fund, and reduces its related cost as a reimbursement. All other interfund transactions are treated as transfers. Use of Estimates – The preparation of financial statements in conformity with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect certain reported amounts and disclosures. Accordingly, actual results could differ from those estimates. 15 CITY OF EAGLE Notes to Financial Statements Concentrations of Credit Risk – The City maintains its cash at insured financial institutions. Periodically, balances may exceed federally insured limits. Balances not covered by FDIC are collateralized whenever possible. Risk Management – The City is exposed to various risks related to its operations. Insurance is utilized to the extent practical to minimize these risks. Subsequent Events – Subsequent events were evaluated through the date of the auditor’s report, which is the date the financial statements were available to be issued. B. CASH Cash consists of the following at year end: PrimaryComponent GovernmentUnit Cash - Deposits$4,834,139$185,566 Total $4,834,139$185,566 Deposits – At year end, the carrying amounts of the City's deposits were $4,834,139 and the bank balances were $4,970,249. Of the bank balances, $1,504,474 was insured and the balance was collateralized. The component unit’s cash was insured. Investments – State statutes authorize government entities to invest in certain bonds, notes, accounts, investment pools, and other obligations of the state, U.S. Treasury, and U.S. corporations pursuant to Idaho Code 67-1210 and 67-1210A. These statutes are designed to help minimize the custodial risk that deposits may not be returned in the event of the failure of the issuer or other counterparty, interest rate risk resulting from fair value losses arising from rising interest rates, or credit risks that an issuer or other counterparty will not fulfill its obligations. The City's investment policy complies with state statutes. Restricted Cash – Restricted cash at year end consists of water customer deposits and monies restricted for one year’s worth of loan payments on the water revenue loan. C. NOTE RECEIVABLE The City originally provided its component unit, Eagle Urban Renewal Agency (EURA) with $129,950 of startup funds which EURA has paid back over the course of several years. The EURA paid the final installment of $39,950 to the City in the 2011/12 fiscal year. 16 CITY OF EAGLE Notes to Financial Statements D. CAPITAL ASSETS A summary of capital assets for the year is as follows: BeinninEndin ggg Governmental ActivitiesBalanceIncreasesDecreasesBalance Nondepreciable Capital Assets Land$1,701,708$1,701,708 Artwork/Collectibles132,917132,917 Construction in Progress16,58216,582 Total 1,851,207$0$01,851,207 Depreciable Capital Assets Buildings3,100,7363,100,736 Improvements6,864,143102,9046,967,047 Equipment3,690,94977,54429,0003,739,493 Subtotal13,655,828180,44829,00013,807,276 Accumulated Depreciation Buildings847,78377,308925,091 Improvements2,170,357343,8102,514,167 Equipment2,350,175359,03529,0002,680,210 Subtotal5,368,315780,15329,0006,119,468 Total 8,287,513(599,705)07,687,808 Net Capital Assets $10,138,720($599,705)$0$9,539,015 Depreciation expense of $780,153 was charged to the capital assets program. 17 CITY OF EAGLE Notes to Financial Statements BeginningEnding Business-Type ActivitiesBalanceIncreasesDecreasesBalance NondepreciableCapital Assets Land$93,250$93,250 Construction in Progress00 Total 93,250$0$093,250 Depreciable Capital Assets Buildings559,285559,285 Water System4,787,7464,787,746 Equipment402,08568,293470,378 Subtotal5,749,11668,29305,817,409 Accumulated Depreciation Buildings46,61213,98260,594 Water System765,753239,3881,005,141 Equipment164,89246,483211,375 Subtotal977,257299,85301,277,110 Total 4,771,859(231,560)04,540,299 Net Capital Assets $4,865,109($231,560)$0$4,633,549 Depreciation expense of $299,853 was charged to the water services program. E. DEFERRED REVENUE Deferred revenue consists of the following at year end: Fund Financial DescriptionStatements Delinquent Property Taxes$82,218 Delinquent Fines, Fees, Etc.18,232 Total $100,450 F. OPERATING LEASE The City leases a building under an operating lease agreement. The agreement is subject to annual appropriation by the City council and therefore is defined as year-to-year for financial statement purposes. Lease payments for the year amounted to $142,405. 18 CITY OF EAGLE Notes to Financial Statements G. LONG-TERM DEBT Bonded Debt – At year end, the City’s bonded debt was as follows: Governmental Activities: Outstanding 2006-$1,935,000-generalobligationbondsforcapitalimprovements dueinannualprincipalinstallmentsandsemiannualinterestpayments withinterestat4.00%-5.00%through2016/17,securedbyfuturetaxes, $995,000 paid through the debt service fund Total $995,000 Maturities on the bonds – governmental activities – are estimated as follows: Year EndedPrincipalInterest 9/30/13$175,000$49,750 9/30/14190,00041,000 9/30/15200,00031,500 9/30/16210,00021,500 9/30/17220,00011,000 Total $995,000$154,750 Business-Type Activities: Water Revenue Loan - At year end, the City’s water revenue loan was as follows: Waterrevenueloan-DEQ,dueinsemiannualpaymentsof$90,918with interestat3.25%through2031/32,securedbyfutureuserfees,paid through the water fund $2,590,000 Total $2,590,000 As part of the water revenue loan, DEQ requires that the City has sufficient monies in reserve to pay for one year’s worth of loan payments. The City has such funds restricted in its water fund. 19 CITY OF EAGLE Notes to Financial Statements Maturities on the water revenue loan – business-type activities – are estimated as follows: Year EndedPrincipalInterest 9/30/13$77,124$104,712 9/30/14100,97880,858 9/30/15104,28677,550 9/30/16107,50274,334 9/30/17111,22570,611 9/30/18-22613,065296,115 9/30/23-27720,343188,837 9/30/28-32755,47762,785 Total $2,590,000$955,802 Changes in long-term debt are as follows: BeinninEndin Due Within ggg DescriptionBalanceIncreases*DecreasesBalanceOne Year Primar Government y Governmental Act. 2006 G.O. Bonds$1,165,000$170,000$995,000$175,000 Comp. Absences79,2926,74672,54672,546 Subtotal 1,244,292$0176,7461,067,546247,546 Business-Type Act. Water Revenue Loan2,460,500129,5002,590,00077,124 Comp. Absences014,71214,71214,712 Subtotal 2,460,500144,21202,604,71291,836 Total $3,704,792144,212$176,746$3,672,258$339,382 Component Unit $39,950$0$39,950$0 Interest and related costs during the year amounted to $56,483 and $106,068 and were charged to the debt service – interest and water services programs, respectively. * The increase of $129,500 to the water revenue loan’s balance was due to accrued interest on the loan being added to the loan’s principal balance in the 2011/12 fiscal year as part of the loan’s finalization process. H. RETIREMENT PLAN Public Employee Retirement System of Idaho (PERSI) - The PERSI Base Plan, a cost sharing multiple-employer public retirement system, was created by the Idaho State Legislature. It is a defined benefit plan requiring that both the member and the employer contribute. The Plan 20 CITY OF EAGLE Notes to Financial Statements provides benefits based on members’ years of service, age, and compensation. In addition, benefits are provided for disability, death, and survivors of eligible members or beneficiaries. The authority to establish and amend benefit provisions is established in Idaho Code. Designed as a mandatory system for eligible state and school district employees, the legislation provided for other political subdivisions to participate by contractual agreement with PERSI. After 5 years of credited service, members become fully vested in retirement benefits earned to date. Members are eligible for retirement benefits upon attainment of the ages specified for their employment classification. For each month of credited service, the annual service retirement allowance is 2.0% (2.3% police/firefighter) of the average monthly salary for the highest consecutive 42 months. PERSI issues publicly available standalone financial reports that include audited financial statements and required supplementary information. These reports may be obtained from PERSI’s website www.persi.idaho.gov. The actuarially determined contribution requirements of the City and its employees are established and may be amended by the PERSI Board of Trustees. At September 30, 2012, the required contribution rate as a percentage of covered payrolls for members was 6.23% for general members and 7.69% for police/firefighters. The employer rate as a percentage of covered payroll was 10.39% for general members and 10.73% for police/firefighter members. The City's employer contributions required and paid were $132,889, $130,444, and $142,336, for the three years ended September 30, 2012, 2011, and 2010 respectively. 21 REQUIRED SUPPLEMENTAL INFORMATION CITY OF EAGLE Page 1 of 2 Budgetary Comparison Schedule - General and Major Special Revenue Funds Year Ended September 30, 2012 Final Budget Budgeted AmountsVariance (GAAP Basis)Actual Positive General FundOriginalFinalAmounts(Negative) Revenues Taxes$883,238$883,238$892,337$9,099 Franchise Fees681,200681,200626,856(54,344) Intergovernmental1,423,7051,423,7051,477,49153,786 Charges for Services6506501,458808 Licenses, Permits, & Fees776,217776,2171,727,149950,932 Fines & Court Fees76,10076,10075,815(285) Interest4,0004,0006,3852,385 Miscellaneous27,65027,65083,53455,884 Total Revenues3,872,7603,872,7604,891,0251,018,265 penditures Ex Current Expenditures General Government3,290,7693,290,7691,669,2021,621,567 Public Safety1,351,0381,351,0381,351,0371 Parks & Streets820,708820,708746,99973,709 Culture & Recreation108,433108,433102,4286,005 Debt Service - Principal0000 Debt Service - Interest0000 penditures5,570,9485,570,9483,869,6661,701,282* Total Ex Excess (Deficiency) of Revenues Over Expenditures(1,698,188)(1,698,188)1,021,3592,719,547 Other Financing Sources (Uses) Transfers In0000 Transfers Out0000 Total Other Financing Sources (Uses)0000 Net Change in Fund Balances(1,698,188)(1,698,188)1,021,3592,719,547 Fund Balances - Beginning1,698,1881,698,1883,007,2371,309,049 Fund Balances - Endin$0$0$4,028,596$4,028,596 g *Total expenditures (over) under appropriations. See Auditor's Report22 CITY OF EAGLE Page 2 of 2 Budgetary Comparison Schedule - General and Major Special Revenue Funds Year Ended September 30, 2012 Final Budget Budgeted AmountsVariance (GAAP Basis)Actual Positive Library FundOriginalFinalAmounts(Negative) Revenues Taxes$783,037$783,037$788,751$5,714 Franchise Fees0000 Intergovernmental12,99212,99212,9920 Charges for Services500500603103 Licenses, Permits, & Fees0000 Fines & Court Fees40,80040,80034,544(6,256) Interest1,5001,500715(785) Miscellaneous6,5006,5009,3772,877 Total Revenues845,329845,329846,9821,653 penditures Ex Current Expenditures General Government0000 Public Safety0000 Parks & Streets0000 Culture & Recreation1,131,2701,131,270863,245268,025 Debt Service - Principal0000 Debt Service - Interest0000 penditures1,131,2701,131,270863,245268,025* Total Ex Excess (Deficiency) of Revenues Over Expenditures(285,941)(285,941)(16,263)269,678 Other Financing Sources (Uses) Transfers In0000 Transfers Out0000 Total Other Financing Sources (Uses)0000 Net Change in Fund Balances(285,941)(285,941)(16,263)269,678 Fund Balances - Beginning285,941285,941249,923(36,018) Fund Balances - Endin$0$0$233,660$233,660 g *Total expenditures (over) under appropriations. See Auditor's Report23 OTHER REPORTS AND SCHEDULES Folke CPAs, P.C. Timothy S. Folke ÏKurt R.Folke P.O. Box 100, Payette, Idaho 83661 www.folkecpas.com, folkecpas@srvinet.com P: 208-642-1417, F: 208-642-1582 Report on Internal Control Over Financial Reporting and on Compliance and Other Matters Based on an Audit of Financial Statements Performed in Accordance With Government Auditing Standards Honorable Mayor and City Council City of Eagle We have audited the financial statements of the governmental activities, the business-type activities, the discretely presented component unit, and each major fund of City of Eagle (the City) as of and for the year ended September 30, 2012, which collectively comprise the City’s basic financial statements and have issued our report thereon dated December 21, 2012. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Internal Control Over Financial Reporting Management of the City is responsible for establishing and maintaining effective internal control over financial reporting. In planning and performing our audit, we considered the City's internal control over financial reporting as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements, but not for the purpose of expressing an opinion on the effectiveness of the City’s internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the City’s internal control over financial reporting. Adeficiency in internal control exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent, or detect and correct misstatements on a timely basis. A material weakness is a deficiency, or combination of deficiencies, in internal control such that there is a reasonable possibility that a material misstatement of the entity’s financial statements will not be prevented, or detected and corrected on a timely basis. Our consideration of internal control over financial reporting was for the limited purpose described in the first paragraph of this section and was not designed to identify all deficiencies in internal control over financial reporting that might be deficiencies, significant deficiencies or material weaknesses. We did not identify any deficiencies in internal control over financial reporting that we consider to be material weaknesses, as defined above. 24 Compliance and Other Matters As part of obtaining reasonable assurance about whether the City's financial statements are free of material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements, noncompliance with which could have a direct and material effect on the determination of financial statement amounts. However, providing an opinion on compliance with those provisions was not an objective of our audit, and accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance or other matters that are required to be reported under Government Auditing Standards. This report is intended solely for the information and use of the management, those charged with governance, others within the entity, federal awarding agencies, and pass-through entities and is not intended to be and should not be used by anyone other than these specified parties. Folke CPAs, P.C. December 21, 2012 25 CITY OF EAGLE Schedule of Findings and Responses Year Ended September 30, 2012 A. SUMMARY OF AUDITOR’S RESULTS 1.The auditor's report expresses an unqualified opinion on the financial statements of the City. 2.No significant deficiencies relating to the audit of the financial statements are reported in the Report on Internal Control Over Financial Reporting and on Compliance and Other Matters Based on an Audit of the Basic Financial Statements Performed in Accordance withGovernment Auditing Standards. 3.No instances of noncompliance material to the financial statements of the City were disclosed during the audit. B. FINDINGS - FINANCIAL STATEMENT AUDIT None. 26