Loading...
Finance - Annual Audit - 09/30/2011 CITY OF EAGLE FINANCIAL STATEMENTS Year Ended September 30, 2011 CITY OF EAGLE Table of Contents PAGE (S) FINANCIAL SECTION Independent Auditor's Report 1-2 BASIC FINANCIAL STATEMENTS Government-Wide Financial Statements Statement of Net Assets 3 Statement of Activities 4 Fund Financial Statements Balance Sheet—Governmental Funds 5-6 Statement of Revenues, Expenditures, and Changes in Fund Balances — Governmental Funds 7-8 Statement of Net Assets—Proprietary Fund 9 Statement of Revenues, Expenses, and Changes in Net Assets — Proprietary Fund 10 Statement of Cash Flows—Proprietary Fund 11 Notes to Financial Statements 12-21 REQUIRED SUPPLEMENTAL INFORMATION Budgetary Comparison Schedule — General and Major Special Revenue 22-23 Funds OTHER REPORTS AND SCHEDULES Report on Internal Control Over Financial Reporting and on Compliance and Other Matters Based on an Audit of the Financial Statements Performed in Accordance with Government Auditing Standards 24-25 Schedule of Findings and Responses 26 FINANCIAL SECTION Foe4a CPAs, P.C. intaw S. rid&-Nita R. soifte P.O.Box 100,Payette,Idaho 83661 www.folkecpas.com,folkecpas @srvinet.com P:208-642-1417,F: 208-642-1582 Independent Auditor's Report Honorable Mayor and City Council City of Eagle We have audited the accompanying financial statements of the governmental activities, the business-type activities, and each major fund of the City of Eagle (the City) as of and for the year ended September 30, 2011, which collectively comprise the City's basic financial statements as listed in the table of contents. These financial statements are the responsibility of the City's management. Our responsibility is to express an opinion on these financial statements based on our audit. We did not audit the financial statements of Eagle Urban Renewal Agency (the discretely presented component unit), which represents 100 percent of the assets, net assets, and revenues of the discretely presented component unit. Those financial statements were audited by other auditors whose report thereon has been furnished to us, and our opinion, insofar as it relates to the amounts included for the discretely presented component unit, is based on the report of the other auditors. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audit provides a reasonable basis for our opinions. In our opinion, based on our audit and the report of the other auditors, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business-type activities, the discretely presented component unit, and each major fund of the City as of September 30, 2011 and the respective changes in financial position, and cash flows, where applicable, thereof for the year then ended in conformity with accounting principles generally accepted in the United States of America. In accordance with Government Auditing Standards, we have also issued our report dated December 27, 2011 on our consideration of the City's internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts, grant agreements and other matters. The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on the internal control over financial reporting or on compliance. That report 1 is an integral part of an audit performed in accordance with Government Auditing Standards and should be considered in assessing the results of our audit. Accounting principles generally accepted in the United States of America require that the budgetary information listed as required supplemental information in the table of contents be presented to supplement the basic financial statements. Such information, although not required to be a part of the basic financial statements, is required by the Governmental Accounting Standards Board, who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic, and historical context. We have applied certain limited procedures to the required supplementary information in accordance with auditing standards generally accepted in the United States of America, which consisted of inquiries of management about the methods of preparing the information and comparing the information for consistency with management's responses to our inquiries, the basic financial statements, and other knowledge we obtained during our audit of the basic financial statements. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. Management has omitted the management's discussion and analysis information that accounting principles generally accepted in the United States of America require to be presented to supplement the basic financial statements. Such missing information, although not a part of the basic financial statements, is required by the Governmental Accounting Standards Board, who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic, and historical context. Our opinion on the basic financial statements is not affected by this missing information. FoO4c CPAs, P.C. December 27, 2011 2 BASIC FINANCIAL STATEMENTS CITY OF EAGLE Statement of Net Assets September 30, 2011 Governmental Business-Type Total Primary Component Activities Activities Government Unit Assets Current Assets Cash $2,831,023 $348,257 $3,179,280 $189,131 Receivables: Taxes 117,930 117,930 214,312 Intergovernmental 363,962 363,962 Accounts 405,981 72,315 478,296 Note Receivable,Current 30,000 30,000 Total Current Assets 3,748,896 420,572 4,169,468 403.443 Noncurrent Assets Restricted Cash 429,926 429,926 Note Receivable,Noncurrent 9,950 9,950 Nondepreciable Capital Assets 1,851,207 93,250 1,944,457 Depreciable Net Capital Assets 8,287,513 4,771,859 13,059,372 Total Noncurrent Assets 10,148,670 5,295,035 15,443,705 0 Total Assets $13,897,566 $5,715.607 $19,613,173 $403.443 Liabilities Current Liabilities Accounts Payable&Accrued Expenses $140,269 $31,378 $171,647 $62,403 Deferred Revenue 0 142,740 Deposits Payable 184,835 16,050 200,885 Accrued Interest,Current 4,213 244,665 248,878 Long-Term Debt,Current 170,000 93,494 263,494 30,000 Total Current Liabilities 499,317 385,587 884,904 235,143 Noncurrent Liabilities Accrued Interest,Noncurrent 45,512 45,512 Long-Term Debt,Noncurrent 1,074,292 2,367,006 3,441,298 9,950 Total Noncurrent Liabilities 1,074,292 2,412,518 3,486,810 9,950 Total Liabilities 1,573,609 2,798,105 4,371,714 245,093 Net Assets Invested in Capital Assets,Net of Related Debt 8,890,215 2,114,432 11,004,647 Restricted-Special Programs 299,019 299,019 Restricted-Debt Service 32,867 413,876 446,743 Restricted-Capital Projects 627,629 627,629 Unrestricted 2,474,227 389,194 2,863,421 158,350 Total Net Assets 12,323,957 2,917,502 15,241,459 158,350 Total Liabilities and Net Assets $13,897,566 $5,715,607 $19,613,173 $403,443 See Accompanying Notes 3 CITY OF EAGLE Statement of Activities Year Ended September 30, 2011 Program Revenues Operating Capital Charges For Grants And Grants And Net(Expense) Functions/Programs Expenses Services Contributions Contributions Revenue Primary Government Governmental Activities Current Expenditures General Government $1,533,916 $366,086 ($1,167,830) Public Safety 1,294,358 308,912 (985,446) Parks&Streets 421,498 100,595 $129,586 (191,317) Culture&Recreation 960,100 229,138 $8,144 (722,818) Debt Service-Interest 62,101 14,821 (47,280) Capital Assets 770,188 183,814 (586,374) Total Governmental Activities 5,042,161 1,203,366 8,144 129,586 (3,701,065) Business-Type Activities Water Services 790,320 614,256 (176,064) Total Business-Type Activities 790,320 614,256 0 0 (176,064) Total Primary Government $5,832,481 $1,817,622 $8,144 $129,586 (53,877.129) Component Unit Eagle Urban Renewal Agency $92,379 ($92,379) Total Component Unit $92,379 $0 $0 $0 ($92,379) Governmental Business-Type Total Primary Component Changes in Net Assets Activities Activities Government Unit Net(Expense)Revenue ($3,701,065) ($176,064) ($3,877,129) ($92,379) General Revenues Taxes 1,948,354 1,948,354 177,433 Franchise Fees 740,056 740,056 Intergovernmental 1,557,280 1,557,280 Interest 9,951 3,620 13,571 Miscellaneous 38,190 675 38,865 Transfers 0 Total 4,293,831 4,295 4,298,126 177,433 Change in Net Assets 592,766 (171,769) 420,997 85,054 Net Assets-Beginning 11,731,191 3,089,271 14,820,462 73,296 Net Assets-Ending $12,323,957 $2,917,502 $15,241,459 $158,350 See Accompanying Notes 4 CITY OF EAGLE Page 1 of 2 Balance Sheet- Governmental Funds September 30, 2011 Debt Total General Library Service Governmental Fund Fund Fund Funds Assets Cash $2,519,117 $279,699 $32,207 $2,831,023 Receivables: Taxes 63,100 42,348 12,482 117,930 Intergovernmental 363,962 363,962 Accounts 376,782 29,199 405,981 Due From Other Funds 0 Note Receivable 30,000 30,000 Total Assets $3,352,961 $351,246 $44,689 $3,748,896 Liabilities Accounts Payable&Accrued Expenses $100,896 $39,373 $140,269 Due To Other Funds 0 Deferred Revenue 59,993 61,950 $11,822 133,765 Deposits Payable 184,835 184,835 Total Liabilities 345,724 101,323 11,822 $458,869 Fund Balances Restricted-Special Programs 49,096 249,923 299,019 Restricted-Debt Service 32,867 32,867 Restricted-Capital Projects 627,629 627,629 Unassigned 2,330,512 2,330,512 Total Fund Balances 3,007,237 249,923 32,867 3,290,027 Total Liabilities and Fund Balances $3,352,961 $351,246 $44,689 $3,748,896 See Accompanying Notes 5 CITY OF EAGLE Page 2 of 2 Balance Sheet- Governmental Funds September 30, 2011 Reconciliation of Total Governmental Fund Balances to Net Assets of Governmental Activities Total Governmental Fund Balances $3,290,027 Amounts reported for governmental activities in the statement of net assets are different because: Capital assets used in governmental activities are not financial resources and therefore are not reported in the funds. 10,138,720 Certain receivables are not available to pay for current period expenditures and therefore are deferred in the funds. 133,765 The noncurrent portion of the note receivable is not available to pay for current period expenditures and therefore is not reported in the funds. 9,950 Certain liabilities, including accrued interest, are not due and payable in the current period and therefore are not reported in the funds. (1,248,505) Net Assets of Governmental Activities $12,323,957 See Accompanying Notes 6 CITY OF EAGLE Page 1 of 2 Statement of Revenues, Expenditures, and Changes in Fund Balances - Governmental Funds Year Ended September 30, 2011 Debt Total General Library Service Governmental Fund Fund Fund Funds Revenues Taxes $914,810 $857,103 $233,739 $2,005,652 Franchise Fees 740,056 740,056 Intergovernmental 1,522,823 34,457 1,557,280 Charges for Services 1,227 527 1,754 Licenses,Permits,&Fees 1,085,838 1,085,838 Fines&Court Fees 77,456 38,318 115,774 Interest 8,356 1,152 443 9,951 Miscellaneous 200,493 5,427 205,920 Total Revenues 4,551,059 936,984 234,182 5,722,225 Expenditures Current Expenditures General Government 1,523,686 1,523,686 Public Safety 1,294,358 1,294,358 Parks&Streets 628,694 628,694 Culture&Recreation 82,327 877,773 960,100 Debt Service-Principal 165,000 165,000 Debt Service-Interest 63,150 63,150 Total Expenditures 3,529,065 877,773 228,150 4,634,988 Excess(Deficiency)of Revenues Over Expenditures 1,021,994 59,211 6,032 1,087,237 Other Financing Sources(Uses) Transfers In 0 0 0 0 Transfers Out 0 0 0 0 Total Other Financing Sources(Uses) 0 0 0 0 Net Change in Fund Balances 1,021,994 59,211 6,032 1,087,237 Fund Balances-Beginning 1,985,243 190,712 26,835 2,202,790 Fund Balances-Ending $3,007,237 $249,923 $32,867 $3,290,027 See Accompanying Notes 7 CITY OF EAGLE Page 2 of 2 Statement of Revenues, Expenditures, and Changes in Fund Balances - Governmental Funds Year Ended September 30, 2011 Reconciliation of the Statement of Revenues, Expenditures, and Changes in Fund Balances - Governmental Funds to the Statement of Activities Net Change in Fund Balances - Total Governmental Funds $1,087,237 Amounts reported for governmental activities in the statement of activities are different because: Government funds report capital outlays as expenditures. However, in the statement of activities the cost of those assets is allocated over their estimated useful lives as depreciation expense. This is the excess of capital outlays over(under) depreciation expense in the current period. (562,992) Revenues in the statement of activities that do not provide current financial resources are deferred in the funds. (57,298) Repayment of debt principal is an expenditure in the governmental funds, but the repayment reduces long-term debt in the statement of net assets. 165,000 In the statement of activities, interest is accrued on long-term debt, but the expenditure is reported when due in the governmental funds. 1,049 Repayment of note receivable principal is revenue in the governmental funds, but the repayment reduces the note receivable in the statement of net assets. (30,000) In the statement of activities, compensated absences are accrued when earned, but the expenditure is reported when due in the governmental funds. (10,230) Change in Net Assets of Governmental Activities $592,766 See Accompanying Notes 8 CITY OF EAGLE Statement of Net Assets -Proprietary Fund September 30, 2011 Water Fund Assets Current Assets Cash $348,257 Receivables: Accounts 72,315 Total Current Assets 420,572 Noncurrent Assets Restricted Cash 429,926 Nondepreciable Capital Assets 93,250 Depreciable Net Capital Assets 4,771,859 Total Noncurrent Assets 5,295,035 Total Assets $5,715,607 Liabilities Current Liabilities Accounts Payable & Accrued Expenses $31,378 Deposits Payable 16,050 Accrued Interest, Current 244,665 Long-Term Debt, Current 93,494 Total Current Liabilities 385,587 Noncurrent Liabilities Accrued Interest,Noncurrent 45,512 Long-Term Debt,Noncurrent 2,367,006 Total Noncurrent Liabilities 2,412,518 Total Liabilities 2,798,105 Net Assets Invested in Capital Assets,Net of Related Debt 2,114,432 Restricted-Debt Service 413,876 Unrestricted 389,194 Total Net Assets 2,917,502 Total Liabilities and Net Assets $5,715,607 See Accompanying Notes 9 CITY OF EAGLE Statement of Revenues, Expenses, and Changes in Net Assets - Proprietary Fund Year Ended September 30, 2011 Water Fund Operating Revenues Charges for Services $614,256 Miscellaneous 675 Total Operating Revenues 614,931 Operating Expenses Personnel 184,443 Operations & Maintenance 195,759 Depreciation 293,022 Total Operating Expenses 673,224 Operating Income (Loss) (58,293) Nonoperating Revenues (Expenses) Interest Income 3,620 Interest Expense (79,966) Other Income (Expense) (37,130) Total Nonoperating Revenue (Expenses) (113,476) Income (Loss) Before Contributions & Transfers (171,769) Capital Contributions Transfers In Transfers Out Change in Net Assets (171,769) Net Assets - Beginning 3,089,271 Net Assets - Ending $2,917,502 See Accompanying Notes 10 CITY OF EAGLE Statement of Cash Flows - Proprietary Fund Year Ended September 30, 2011 Water Fund Cash Flows From Operations Receipts from Customers $596,579 Payments for Personnel (184,443) Payments for Goods& Services (187,685) Cash Provided (Used)By Operations 224,451 Cash Flows From Noncapital Financing Receipts from Nonoperating Sources Payments for Nonoperating Expenses (37,130) Transfers to (From)Other Funds Cash Provided (Used)By Noncapital Financing (37,130) Cash Flows From Capital&Related Financing Purchase of Capital Assets (30,824) Issuance of Debt Interest Paid on Debt Principal Paid on Debt Capital Asset Contributions Capital Grants Received Cash Provided (Used)By Capital & Related Financing (30,824) Cash Flows From Investments Interest Income 3,620 Cash Provided(Used)By Investments 3,620 Change in Cash 160,117 Cash-Beginning 618,066 Cash-Ending $778,183 Reconciliation of Operating Income(Loss)to Cash Provided(Used)By Operations Operating Income(Loss) ($58,293) Adjustments to Reconcile Operating Income(Loss)to Cash Provided(Used)by Operations: Depreciation 293,022 Changes in Assets&Liabilities: Receivables (18,352) Accounts Payable&Accrued Expenses 8,074 Cash Provided (Used)By Operations $224A51 See Accompanying Notes 11 CITY OF EAGLE Notes to Financial Statements A. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES Reporting Entity—The City of Eagle (the City) provides basic municipal services and operates under a mayor-council form of government. These financial statements have been prepared in conformity with accounting principles generally accepted in the United States of America as applied to cities. The significant accounting policies of the City are described below. These financial statements present the City (the primary government) and its component unit, Eagle Urban Renewal Agency (EURA). As defined by GASBS No. 14, component units are legally separate entities that are included in the City's reporting entity because of the significance of their operating or financial relationships with the City. The City's mayor appoints and the City council approves EURA's board of directors and accordingly, EURA is defined as a component unit of the City. Separate financial statements for the component unit are issued and available from EURA. Basic Financial Statements - Government-Wide Statements — The City's basic financial statements include both government-wide (reporting the City as a whole) and fund financial statements (reporting the City's major funds). Both government-wide and fund financial statements categorize primary activities as either governmental or business-type. The government-wide financial statements follow both governmental accounting standards board pronouncements and financial accounting standards board pronouncements issued through November 30, 1989. The City's business-type activities and enterprise funds also follow financial accounting standards board pronouncements issued subsequent to this date that do not conflict with or contradict those of the government accounting standards board. In the government-wide statement of net assets, both the governmental and business-type activities columns (a) are presented on a consolidated basis by column, (b) and are reported on a full accrual, economic resource basis, which recognizes all long-term assets and receivables as well as long-term debt and obligations. The City's net assets may be reported in three parts - invested in capital assets, net of related debt (when related debt exists), restricted net assets, and unrestricted net assets. The City first utilizes restricted resources to finance qualifying activities. The government-wide statement of activities reports both the gross and net cost of each of the City's functions and business-type activities. The functions are also supported by general government revenues as reported in the statement of activities. The statement of activities reduces gross expenses (including depreciation when recorded) by related program revenues and operating and capital grants. Program revenues must be directly associated with the function. Internal activity between funds is eliminated in the government-wide statement of activities. Operating grants include operating-specific and discretionary (either operating or capital) grants while the capital grants column reports capital-specific grants. The net costs (by function or business-type activity) are normally covered by general revenues. The City's sole activity is providing basic municipal services, and substantially all expenses are directly related to this activity. Accordingly,there is no allocation of indirect costs. 12 CITY OF EAGLE Notes to Financial Statements The government-wide focus is more on the sustainability of the City as an entity and the change in the City's net assets resulting from the current year's activities. Fiduciary funds, when present, are not included in the government-wide statements. Basic Financial Statements - Fund Financial Statements — The financial transactions of the City are reported in individual funds in the fund financial statements. Each fund is accounted for by providing a separate set of self-balancing accounts that comprises its assets, liabilities, reserves, fund equity, revenues and expenditures/expenses. The emphasis in fund financial statements is on the major funds. Nonmajor funds by category are summarized into a single column. Generally accepted accounting principles set forth minimum criteria (percentage of assets, liabilities, revenues, and expenditures/expenses of the funds) for the determination of major funds. The focus of governmental fund measurement (in the fund statements) is upon determination of financial position and changes in financial position (sources, uses, and balances of financial resources) rather than upon net income. The activities reported in governmental funds are reported as governmental activities in the government-wide financial statements. Major governmental funds of the City include: General Fund— The general fund is the City's primary operating fund. It is used to account for all financial resources except those required to be accounted for in another fund. Special Revenue Funds— Special revenue funds are used to account for the proceeds of specific revenue sources that are legally restricted to expenditures for specified purposes. Major special revenue funds include the library fund, which accounts for the revenues earned and expenses incurred in providing library services. Debt Service Fund— The debt service fund is used to account for the accumulation of funds for the periodic payment of principal and interest on long term debt. The focus of proprietary fund measurement is upon determination of operating income, changes in net assets, financial position, and cash flows. The generally accepted accounting principles applicable are those similar to businesses in the private sector. Enterprise funds are required to be used to account for operations for which a fee is charged to external users for goods or services and the activity is financed with debt that is solely secured by a pledge of the net revenues. The activities reported in enterprise funds are reported as business-type activities in the government- wide financial statements. Major enterprise funds of the City include: Water Fund — The water fund accounts for the revenues earned and expenses incurred in providing water services. Basis of Accounting — Basis of accounting refers to the point at which revenues or expenditures/expenses are recognized in the accounts and reported in the financial statements. It relates to the timing of the measurements made regardless of the measurement focus applied. 13 CITY OF EAGLE Notes to Financial Statements Both governmental and business-type activities in the government-wide financial statements and proprietary and fiduciary fund financial statements are reported on the accrual basis of accounting. Revenues are recognized when earned and expenses are recognized when incurred. The governmental funds financial statements are presented on the modified accrual basis of accounting. Under the modified accrual basis of accounting, revenues are recorded when susceptible to accrual (when they become both measurable and available). "Measurable" means the amount of the transaction can be determined and "available" means collectible within the current period or within thirty days after year end. Expenditures are recorded when the related fund liability is incurred. Exceptions to this general rule include principal and interest on long- term debt which, if any, are recognized when due and payable. The City may report deferred revenue on its financial statements. For the fund financial statements, deferred revenues arise when potential revenue does not meet both the "measurable" and "available" criteria for recognition in the current period. In subsequent periods, when both revenue recognition criteria are met, the revenue is recognized. For both the government-wide and fund financial statements, certain grant revenues are only recognized to the extent they have been used for qualifying expenditures; any excess revenues are reported as deferred revenue. Cash—The cash balances of the City's funds are pooled for investment purposes. The individual funds' portions of the pooled cash are reported in each fund as cash. Interest earned on pooled cash is allocated to the various funds in proportion to each fund's respective investment balance. For purposes of the statement of cash flows, the City considers all investments (including restricted cash) available for immediate withdrawal or with maturities of three months or less to be cash and cash equivalents (referred to as cash). Receivables—Receivables are reported net of any estimated uncollectible amounts. Inventories — Material supplies on hand at year end are stated at cost using the first-in, first-out method. Capital Assets and Depreciation— Significant capital asset acquisitions with an original cost of $300 or more are recorded at cost if purchased or fair value if contributed. Minor repairs and maintenance are expensed as incurred. Depreciation over the estimated useful lives of all depreciable assets is recorded using the straight line method. The City is classified as a Phase III government under GASB 34 and as such, had the option of not capitalizing infrastructure assets acquired prior to October 1, 2003. The City did not exercise this option. Compensated Absences and Post-Retirement Benefits — The City provides certain compensated absences to its employees. The estimated amount of compensation for future amounts is recorded as a liability in the accompanying financial statements. Government accounting standards board statement 45 requires employers to accrue future estimated post- retirement benefits on the employer's government-wide financial statements when such benefits are deemed material to the employer. The future estimated post-retirement benefits are deemed 14 CITY OF EAGLE Notes to Financial Statements immaterial to the City, and accordingly, are not reflected on the government-wide financial statements. Net Assets — Net assets is the difference between assets and liabilities. Net assets invested in capital assets - net of related debt, are capital assets net of accumulated depreciation and reduced by any outstanding debt related to the financing of those assets. Restricted net assets are net assets less related debt that are subject to constraints on their use by creditors, grantors, contributors, legislation, and other parties. All other net assets are reported as unrestricted. Fund Balance Classifications — Restrictions of the fund balance indicate portions that are legally or contractually segregated for a specific future use. Nonspendable portions of the fund balance are those amounts that are not expected to be converted into cash. Committed portions represent amounts that can only be used for specific purposes pursuant to formal action (i.e. board approval) of the reporting entity's governing body. Assigned portions represent amounts that are constrained by the government's intent to be used for a specific purpose. Assigned fund balance classifications are not actively used by the entity. Remaining fund balances are reported as unassigned. When expenditures are incurred that qualify for either restricted or unrestricted resources, the City first utilizes restricted resources. When expenditures are incurred that qualify for either committed or assigned or unassigned resources, the City first utilizes committed resources. Property Taxes — The City is responsible for levying property taxes, but the taxes are collected by the respective county. Taxes are levied by the second Monday in September for each calendar year. Taxes are due in two installments — December 20th and June 20th. A lien is filed on real property three years from the date of delinquency. Contingent Liabilities — Amounts received or receivable from grantor agencies are subject to audit and adjustment by grantor agencies. Any disallowed claims, including amounts already collected, may constitute a liability of the applicable funds. The amount, if any, of expenditures which may be disallowed by the grantor cannot be determined at this time although the City expects such amounts, if any,to be immaterial. Interfund Activity — Interfund activity is reported either as loans, services provided, reimbursements, or transfers. Loans are reported as interfund receivables and payables as appropriate and are subject to elimination upon consolidation. Services provided, deemed to be at market or near market rates, are treated as revenues and expenditures/expenses. Reimbursements are when one fund incurs a cost, charges the appropriate benefiting fund, and reduces its related cost as a reimbursement. All other interfund transactions are treated as transfers. Use of Estimates — The preparation of financial statements in conformity with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect certain reported amounts and disclosures. Accordingly, actual results could differ from those estimates. 15 CITY OF EAGLE Notes to Financial Statements Concentrations of Credit Risk — The City maintains its cash at insured financial institutions. Periodically, balances may exceed federally insured limits. Balances not covered by FDIC are collateralized whenever possible. Risk Management — The City is exposed to various risks related to its operations. Insurance is utilized to the extent practical to minimize these risks. Subsequent Events — Subsequent events were evaluated through the date of the auditor's report, which is the date the financial statements were available to be issued. B. CASH Cash consists of the following at year end: Primary Component Government Unit Cash - Deposits $3,609,206 $189,131 Total $3,609,206 $189,131 Deposits — At year end, the carrying amounts of the City's deposits were $3,609,206 and the bank balances were $3,753,193. Of the bank balances, $547,623 was insured, $3,114,155 was collateralized, and the balance was uninsured and uncollateralized. The component unit's cash was insured. Investments — State statutes authorize government entities to invest in certain bonds, notes, accounts, investment pools, and other obligations of the state, U.S. Treasury, and U.S. corporations pursuant to Idaho Code 67-1210 and 67-1210A. These statutes are designed to help minimize the custodial risk that deposits may not be returned in the event of the failure of the issuer or other counterparty, interest rate risk resulting from fair value losses arising from rising interest rates, or credit risks that an issuer or other counterparty will not fulfill its obligations. The City's investment policy complies with state statutes. Restricted Cash — Restricted cash at year end consists of water customer deposits and monies set aside for the water revenue loan reserve fund. C. NOTE RECEIVABLE The City has a note receivable from its component unit, Eagle Urban Renewal Agency (EURA) with a balance of$39,950 at year end. The note calls for payments of 15% of the tax revenue collected by EURA or at least $30,000 annually. Consequently, $30,000 of the note (the minimum annual payment) is classified as current on the statement of net assets. No interest is charged. 16 CITY OF EAGLE Notes to Financial Statements D. CAPITAL ASSETS A summary of capital assets for the year is as follows: Beginning Ending Governmental Activities Balance Increases Decreases Balance Nondepreciable Capital Assets Land $1,701,708 $1,701,708 Artwork/Collectibles 132,917 132,917 Construction in Progress 16,582 16,582 Total 1,851,207 $0 $0 1,851,207 Depreciable Capital Assets Buildings 3,100,736 3,100,736 Improvements 6,697,515 166,628 6,864,143 Equipment 3,695,381 40,568 45,000 3,690,949 Subtotal 13,493,632 207,196 45,000 13,655,828 Accumulated Depreciation Buildings 770,474 77,309 847,783 Improvements 1,831,689 338,668 2,170,357 Equipment 2,040,964 354,211 45,000 2,350,175 Subtotal 4,643,127 770,188 45,000 5,368,315 Total 8,850,505 (562,992) 0 8,287,513 Net Capital Assets $10,701,712 ($562,992) $0 $10,138,720 Depreciation expense of$770,188 was charged to the capital assets program. 17 CITY OF EAGLE Notes to Financial Statements Beginning Ending Business-Type Activities Balance _ Increases Decreases Balance Nondepreciable Capital Assets Land $93,250 $93,250 Construction in Progress 0 0 Total 93,250 $0 $0 93,250 Depreciable Capital Assets Buildings 559,285 559,285 Water System 4,767,199 20,547 4,787,746 Equipment 391,808 10,277 402,085 Subtotal 5,718,292 30,824 0 5,749,116 Accumulated Depreciation Buildings 32,630 13,982 46,612 Water System 526,366 239,387 765,753 Equipment 125,239 39,653 164,892 Subtotal 684,235 293,022 0 977,257 Total 5,034,057 (262,198) 0 4,771,859 Net Capital Assets $5,127,307 ($262,198) $0 $4,865,109 Depreciation expense of$293,022 was charged to the water services program. E. DEFERRED REVENUE Deferred revenue consists of the following at year end: Fund Financial Description Statements Delinquent Property Taxes $111,903 Delinquent Fines, Fees, Etc. 21,862 Total $133,765 F. OPERATING LEASE The City leases a building under an operating lease agreement. The agreement is subject to annual appropriation by the City council and therefore is defined as year-to-year for financial statement purposes. Lease payments for the year amounted to $142,405. 18 CITY OF EAGLE Notes to Financial Statements G. LONG-TERM DEBT Bonded Debt—At year end, the City's bonded debt was as follows: Outstanding 2006 - $1,935,000 - general obligation bonds for capital improvements due in annual principal installments and semiannual interest payments with interest at 4.00% - 5.00% through 2016/17, secured by future taxes, paid through the debt service fund $1,165,000 Total $1,165,000 Maturities on the bonds are estimated as follows: Year Ended Principal Interest 9/30/12 $170,000 $56,550 9/30/13 175,000 49,750 9/30/14 190,000 41,000 9/30/15 200,000 31,500 9/30/16 210,000 21,500 9/30/17 220,000 11,000 Total $1,165,000 $211,300 Water Revenue Loan — The City has entered into a $2,590,000 water revenue loan with DEQ for improvements to its water system. The balance on the loan at year end excluding accrued interest was $2,460,500. The loan's terms are in the process of being finalized; however, based on preliminary estimates, the City believes the loan will be paid in semiannual payments over a 20 year term at an interest rate of 3.25%. Consequently, approximately $93,494 of the loan's principal is classified as current on the statement of net assets with the balance classified as noncurrent. Accrued interest at year end on the loan is estimated as $290,177 with $244,665 classified as current on the statement of activities with the balance classified as noncurrent. The loan will be paid through the water fund. 19 CITY OF EAGLE Notes to Financial Statements Changes in long-term debt are as follows: Beginning Ending Due Within Description Balance Increases Decreases Balance One Year Primary Government Governmental Act. 2006 G.O. Bonds $1,330,000 $165,000 $1,165,000 $170,000 Comp. Absences 69,062 $10,230 79,292 Subtotal - 1,399,062 10,230 165,000 1,244,292 170,000 Business-Type Act. Water Revenue Loan 2,460,500 2,460,500 93,494 Subtotal 2,460,500 0 0 2,460,500 93,494 Total $3,859,562 10,230 $165,000 $3,704,792 $263,494 Component Unit $69,950 $0 $30,000 $39,950 $30,000 Interest and related costs during the year amounted to $62,101 and $79,966 and were charged to the debt service—interest and water services programs, respectively. H. RETIREMENT PLAN Public Employee Retirement System of Idaho (PERSI) - The PERSI Base Plan, a cost sharing multiple-employer public retirement system, was created by the Idaho State Legislature. It is a defined benefit plan requiring that both the member and the employer contribute. The Plan provides benefits based on members' years of service, age, and compensation. In addition, benefits are provided for disability, death, and survivors of eligible members or beneficiaries. The authority to establish and amend benefit provisions is established in Idaho Code. Designed as a mandatory system for eligible state and school district employees, the legislation provided for other political subdivisions to participate by contractual agreement with PERSI. After 5 years of credited service, members become fully vested in retirement benefits earned to date. Members are eligible for retirement benefits upon attainment of the ages specified for their employment classification. For each month of credited service, the annual service retirement allowance is 2.0% (2.3% police/firefighter) of the average monthly salary for the highest consecutive 42 months. PERSI issues publicly available standalone financial reports that include audited financial statements and required supplementary information. These reports may be obtained from PERSI's website www.persi.idaho.gov. The actuarially determined contribution requirements of the City and its employees are established and may be amended by the PERSI Board of Trustees. At September 30, 2011, the required contribution rate as a percentage of covered payrolls for members was 6.23% for general members and 7.69% for police/firefighters. The employer rate as a percentage of covered 20 CITY OF EAGLE Notes to Financial Statements payroll was 10.39% for general members and 10.73% for police/firefighter members. The City's employer contributions required and paid were $130,444, $142,336, and $170,203, for the three years ended September 30, 2011, 2010, and 2009 respectively. 21 REQUIRED SUPPLEMENTAL INFORMATION CITY OF EAGLE Page 1 of 2 Budgetary Comparison Schedule - General and Major Special Revenue Funds Year Ended September 30, 2011 Final Budget Budgeted Amounts Variance (GAAP Basis) Actual Positive General Fund Original Final Revenues Amounts (Negative) Taxes $907,469 $907,469 Franchise Fees $914,810 $7,341 814,200 814,200 740,056 (74,144) Intergovernmental 1,363,520 1,363,520 1,522,823 Charges for Services 159,2,000 1,000 1,227 2227 1,000 7 Licenses,Permits,&Fees 428,120 428,120 1,085,838 Fines&Court Fees 627, 6 Interest 50,100 50,100 77,456 27,35356 2,338 2,338 8,356 6,018 Miscellaneous 163,738 163,738 200,493 Total Revenues 3,730,485 3,730,485 4,551,059 20, 74 820,5574 Expenditures Current Expenditures General Government 2,929,237 2,929,237 1,523,686 1,405,551 Public Safety 1,302,814 1,302,814 1,294,358 Parks&Streets 705,326 6,632 Culture&Recreation 705,326 628,694 76,632 82,532 82,532 82,327 205 Debt Service-Principal 0 0 Debt Service-Interest 0 0 0 0 0 0 Total Expenditures 5,019,909 5,019,909 3,529,065 1,490,844 * Excess(Deficiency)of Revenues Over Expenditures (1,289,424) (1,289,424) 1,021,994 Other Financing Sources(Uses) 2,311,418 Transfers In 0 0 Transfers Out 0 0 0 0 0 0 Total Other Financing Sources(Uses) 0 0 0 0 Net Change in Fund Balances (1,289,424) (1,289,424) 1,021,994 2,311,418 Fund Balances-Beginning 1,289,424 1,289,424 1,985,243 695,819 Fund Balances-Ending $0 $0 $3,007,237 $3,007,237 *Total expenditures(over)under appropriations. See Auditor's Report 22 CITY OF EAGLE Page 2 of 2 Budgetary Comparison Schedule - General and Major Special Revenue Funds Year Ended September 30, 2011 Final Budget Budgeted Amounts Variance (GAAP Basis) Actual Positive Library Fund Original Final Revenues Amounts (Negative) Taxes $845,292 $845,292 $857,103 $11,811 0 Franchise Fees 0 0 0 0 Intergovernmental 34,500 34,500 34,457 (27) Charges for Services 500 500 527 27 Licenses,Permits,&Fees 0 0 Fines&Court Fees 0 0 30,800 30, 38 318 Interest 1,500 � 7,518 Miscellaneous 1,500 1,152 (348) 2,500 2,500 5,427 2,927 Total Revenues 915,092 915,092 936,984 21,892 Expenditures Current Expenditures General Government 0 0 Public Safety 0 0 0 0 0 0 Parks&Streets 0 0 Culture&Recreation 0 0 1,075,092 1,075,092 877,773 197,319 Debt Service-Principal 0 0 Debt Service-Interest 0 0 0 0 0 0 Total Expenditures 1,075,092 1,075,092 877,773 197,319 Excess(Deficiency)of Revenues Over Expenditures (160,000) (160,000) 59,211 Other Financing Sources(Uses) 219,211 Transfers In 0 0 Transfers Out 0 0 0 0 0 0 Total Other Financing Sources(Uses) 0 0 0 0 Net Change in Fund Balances 160,000 ( ) (160,000) 59,211 219,211 Fund Balances-Beginning 160,000 160,000 Fund Balances-Ending 190,712 30,712 $0 $0 $249,923 $249,923 *Total expenditures(over)under appropriations. See Auditor's Report 23 OTHER REPORTS AND SCHEDULES Foe*? epAs, p.e. gunang S. sat&—,punt✓2. gwil e P.O.Box 100,Payette,Idaho 83661 www.folkecpas.com,folkecpas @srvinet.com P:208-642-1417,F:208-642-1582 Report on Internal Control Over Financial Reporting and on Compliance and Other Matters Based on an Audit of Financial Statements Performed in Accordance With Government Auditing Standards Honorable Mayor and City Council City of Eagle We have audited the financial statements of the governmental activities, the business-type activities, and each major fund of City of Eagle (the City) as of and for the year ended September 30, 2011, which collectively comprise the City's basic financial statements and have issued our report thereon dated December 27, 2011. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Internal Control Over Financial Reporting In planning and performing our audit, we considered the City's internal control over financial reporting as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements, but not for the purpose of expressing an opinion on the effectiveness of the City's internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the City's internal control over financial reporting. A deficiency in internal control exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent, or detect and correct misstatements on a timely basis. A material weakness is a deficiency, or combination of deficiencies, in internal control such that there is a reasonable possibility that a material misstatement of the entity's financial statements will not be prevented, or detected and corrected on a timely basis. Our consideration of internal control over financial reporting was for the limited purpose described in the first paragraph of this section and was not designed to identify all deficiencies in internal control over financial reporting that might be deficiencies, significant deficiencies or material weaknesses. We did not identify any deficiencies in internal control over financial reporting that we consider to be material weaknesses, as defined above. Compliance and Other Matters As part of obtaining reasonable assurance about whether the City's financial statements are free of material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements, noncompliance with which could have a direct and 24 material effect on the determination of financial statement amounts. However, providing an opinion on compliance with those provisions was not an objective of our audit, and accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance or other matters that are required to be reported under Government Auditing Standards. This report is intended solely for the information and use of the management, those charged with governance, others within the entity, federal awarding agencies, and pass-through entities and is not intended to be and should not be used by anyone other than these specified parties. FoBla CPAs,P.C. December 27, 2011 25 CITY OF EAGLE Schedule of Findings and Responses Year Ended September 30, 2011 A. SUMMARY OF AUDITOR'S RESULTS 1. The auditor's report expresses an unqualified opinion on the financial statements of the City. 2. No significant deficiencies relating to the audit of the financial statements are reported in the Report on Internal Control Over Financial Reporting and on Compliance and Other Matters Based on an Audit of the Basic Financial Statements Performed in Accordance with Government Auditing Standards. 3. No instances of noncompliance material to the financial statements of the City were disclosed during the audit. B. FINDINGS -FINANCIAL STATEMENT AUDIT None. 26